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Bank Secrecy Act/OFAC Workshop
January 28, 2009
Columbia, SC
9:00 a.m. – 3:00 p.m. Local Time
Tuition: $179
Small CU Discounts: CUs under $10 million in assets receive a 25% discount by entering promotion code 0925CU on the “Complete Checkout” page.
For more program content information, call 800-356-9655, ext. 4882 or e-mail abollman@cuna.coop. For registration questions, call 800-356-9655, ext.4400 or e-mail reginfo@cuna.coop.
SEMINAR OVERVIEWNCUA and state examiners are committed to enforcing the Bank Secrecy Act (BSA), so complying with the regulation should be a top priority for every credit union. Note the NCUA has also released its plan to hire at least 100 additional field examiners. Get the information you need to ensure your training requirements have been met before your examiner walks in the door. This seminar is beneficial for all credit union managers, frontline staff, and compliance professionals.
- Take a close look at the requirements of the BSA and Customer Identification Program (CIP)
- Receive an overview of the Office of Foreign Assets Control (OFAC) and the PATRIOT Act
- Review sample policies and examples of noncompliance
- Identify the penalties that regulators could potentially impose on your credit union
- Learn when and how to complete a Currency Transaction Report (CTR) and Suspicious Activity Report (SAR)
- Understand how to comply with annual independent testing requirements
- Learn the recordkeeping process
- Identify appropriate due diligence and internal control procedures
Schedule
8:30–9:00 a.m. Registration
9:00 a.m.–Noon Educational Sessions
Noon–1:00 p.m. Networking Lunch
1:00–3:00 p.m. Educational Sessions
For more program content information, call 800-356-9655, ext. 4882 or e-mail abollman@cuna.coop. For registration questions, call 800-356-9655, ext.4400 or e-mail reginfo@cuna.coop.
Affiliation with CUNA/League is required for attendance.
FREE PUBLICATIONS
Try one of these publications free when you register for this program!
- Credit Union Magazine (6 months free!)
- Directors Newsletter (6 months free!)
Find out more about these publications
CANCELLATIONS
Cancellations received in writing (via fax 608-231-4327) seven or more days before the start of the program are eligible for a refund of the amount paid minus a $50 administrative fee. No refunds will be granted if cancellation is received six days or less before a program begins. Substitutions are accepted anytime prior to the start of the program at no additional cost. Simply fax event and contact information, listing the new participant and who they will be replacing. Cancellation fees do not apply for free or complimentary programs.
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